Indian Gaming 2017 Tradeshow and Conference

Stephanie Hardy
Compliance Manager
Downstream Casino Resort


Education: BBA in Accounting from Pittsburg State University - 1997 Experience: Compliance Manager Downstream Casino Resort October 2009 – Present Development of policies and procedures for all areas of the Casino Liaison between the Tribal Regulatory Agency and the Casino for policy approvals and non-compliance issues Monitor compliance with applicable Tribal, Federal, State and local gaming and non-gaming regulations Manage the Bank Secrecy Act Title 31 Compliance program and oversee staff work related to Title 31 Manage the collection and analysis of financial transactions to prevent money laundering and other financial crimes to ensure compliance with the Financial Crimes Enforcement Network Facilitate all audits conducted by external and internal auditors on compliance with the Minimum Internal Control Standards Auditor/Team Leader Office of Inspector General, Environmental Protection Agency July 1997-January 2004 Performed audits in accordance with Generally Accepted Accounting Standards and audited various accounting systems to determine compliance with Federal regulations Conducted audits of EPA grantees to ensure the grant monies were achieving intended grant program goals and objectives Developed audit reports detailing summaries of audit work and recommendations, some of which went to Congress for Congressional hearings Strategic planning to identify potential audit areas

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